Total Knee Replacement SOAP Notes for Physical Therapy

Complete documentation guide for TKR/TKA rehabilitation. SOAP note examples for acute, subacute, and outpatient phases with goals, interventions, and outcome measures.

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TKR Physical Therapy Documentation Overview

Total knee replacement (TKR), also called total knee arthroplasty (TKA), is one of the most common orthopedic surgeries. Effective PT documentation must capture the patient's progress through distinct recovery phases, each with different goals, precautions, and functional expectations.

Key Documentation Elements for TKR

Your TKR SOAP notes should always include: ROM measurements (especially flexion/extension), weight-bearing status, pain levels, edema assessment, gait pattern, and functional mobility status. These elements demonstrate skilled need and track meaningful progress.

Recovery Phases and Settings

  • Acute Phase (Days 1-7): Inpatient hospital or acute rehab. Focus on early mobilization, edema management, and basic transfers.
  • Subacute Phase (Weeks 2-6): Skilled nursing, home health, or outpatient. Progressive ROM, strengthening, and gait training.
  • Outpatient Phase (Weeks 6-12+): Outpatient clinic. Advanced strengthening, functional training, and return to activities.

Acute Phase SOAP Note Example (Days 1-7)

In the acute phase, documentation focuses on early mobilization, pain management, edema control, and establishing baseline measurements. Patients typically have weight-bearing restrictions and require maximum assistance.

TKR Acute Phase Daily Note - Post-Op Day 2

Scenario: 72-year-old female, post-op day 2 following left total knee arthroplasty for end-stage osteoarthritis. First PT session post-surgery.

S - Subjective

Patient reports pain at 7/10 at rest, 8/10 with movement. States "my knee feels very stiff and swollen." Patient expresses motivation to participate in therapy and desire to return home. Denies nausea or dizziness. Reports sleeping poorly due to discomfort. Patient lives alone in single-story home with 2 steps to enter.

O - Objective

Vitals: BP 138/82, HR 78, SpO2 97% on RA.
Incision: Clean, dry, intact with staples. Moderate ecchymosis surrounding knee.
Edema: 3+ pitting edema L knee and distal LE.
ROM: L knee flexion 45 degrees PROM (limited by pain and swelling), extension -10 degrees.
Strength: L quad lag present, unable to perform SLR. L hip flexion 3/5, hip abduction 3/5.
Functional Mobility: Supine to sit with max A x1. Sit to stand with max A x1 using front-wheeled walker. Ambulated 25 feet x1 with FWW, max A x1 for balance and cueing, WBAT per surgeon.
Treatment: PROM L knee flexion/extension, ankle pumps, quad sets with verbal and tactile cueing, gluteal sets, edge of bed exercises, gait training with FWW.
Education: Reviewed weight-bearing precautions, use of walker, importance of ice and elevation, ankle pumps for DVT prevention.

A - Assessment

Patient is POD 2 following L TKA presenting with significantly limited knee ROM, moderate-severe pain, marked edema, and impaired functional mobility requiring max A for all transfers and ambulation. Patient demonstrates good motivation but limited endurance and significant quad inhibition. Skilled PT indicated to progress ROM, reduce quad lag, improve functional mobility, and prepare patient for safe discharge.

P - Plan

Continue PT 2x/day per acute care protocol. Goals for discharge: knee flexion >90 degrees, extension within 5 degrees of full, independent bed mobility, modified independent transfers, ambulation 150+ feet with appropriate AD. Next session: progress AROM exercises, continue gait training, initiate SLR when able. Coordinate with nursing for pain medication timing prior to PT sessions. Anticipate discharge to home with home health PT in 1-2 days pending medical clearance.

This acute phase TKR SOAP note example demonstrates documentation of early post-operative status with appropriate objective measures and skilled interventions.

Subacute Phase SOAP Note Example (Weeks 2-6)

The subacute phase focuses on progressive ROM gains (targeting 110+ degrees flexion), quad strengthening to eliminate lag, gait normalization, and functional independence. Documentation should show measurable week-over-week progress.

TKR Subacute Phase Daily Note - Post-Op Week 3

Scenario: 68-year-old male, post-op week 3 following right TKA. Home health PT visit. Patient progressing well with ROM but struggling with quad strength.

S - Subjective

Patient reports "my knee feels much better than last week" with pain at 4/10 at rest, 6/10 with exercise. States he has been compliant with home exercise program and using ice 3-4x/day. Reports improved sleep. Concerned about stiffness in the morning that takes 20-30 minutes to loosen up. Denies any falls or near-falls. Wife reports patient has been more active around the house.

O - Objective

Edema: 1+ pitting edema R knee, improved from 2+ last visit.
Incision: Staples removed, incision well-healed, no signs of infection.
ROM: R knee flexion 98 degrees AROM (from 85 degrees last visit), extension -3 degrees (from -5 degrees).
Strength: R quad 3+/5 with minimal lag, SLR independent. R hip flexion 4/5, hip abduction 4/5, hamstrings 4/5.
Gait: Ambulating 300 feet with single point cane, supervision for safety. Decreased antalgic pattern. Mild Trendelenburg noted on R stance phase.
Functional Mobility: Bed mobility independent. Supine to sit independent. Sit to stand with SPC, modified independent. Ascends/descends 4 steps with rail and SPC, min A x1.
Treatment: Stationary bike x 10 min (increasing ROM on pedal stroke), AAROM/AROM knee flexion in sitting, heel slides, quad sets, SLR (4 directions), mini squats at counter, step-ups 4" step, gait training with cane focusing on heel strike and knee extension in stance.
HEP Review: Reviewed and progressed HEP. Added resistance band exercises. Patient demonstrates all exercises with correct form.

A - Assessment

Patient is post-op week 3 following R TKA demonstrating good progress with 13-degree improvement in knee flexion since last visit. Quad strength improving with minimal lag now present. Gait pattern improving but patient continues to demonstrate guarded pattern and mild hip weakness. Patient on track to meet discharge goals. Skilled PT remains necessary for ROM progression toward 115+ degrees, strengthening, gait normalization, and stair training for safe home mobility.

P - Plan

Continue home health PT 3x/week for 2 more weeks, then reassess for transition to outpatient. Short-term goals (2 weeks): knee flexion 110+ degrees, independent ambulation with SPC 500+ feet, independent stair navigation. Next visit: progress bike resistance, add closed chain strengthening, continue gait training with focus on eliminating Trendelenburg. Discuss transition to outpatient PT at next visit if progress continues.

Outpatient Phase SOAP Note Example (Weeks 6-12+)

Outpatient phase documentation emphasizes functional gains, return to activities, and discharge planning. Patients should be approaching terminal ROM, with focus shifting to strength, endurance, and higher-level activities.

TKR Outpatient Phase Progress Note - Post-Op Week 8

Scenario: 65-year-old female, post-op week 8 following left TKA. Outpatient PT visit. Patient goals include returning to golf and gardening.

S - Subjective

Patient reports "I feel like I'm really turning a corner." Pain 2/10 at rest, 4/10 with exercise. States she walked around the grocery store for 45 minutes yesterday without her cane for the first time. Morning stiffness has decreased to 10 minutes. Patient eager to start light gardening activities. Asks about timeline for returning to golf. Denies swelling, instability, or giving way.

O - Objective

Edema: Trace edema L knee, minimal effusion.
ROM: L knee flexion 118 degrees AROM, extension 0 degrees (full).
Strength: L quad 4/5, hamstrings 4+/5, hip flexion 4+/5, hip abduction 4/5. Able to perform single leg squat to 45 degrees with good control.
Gait: Ambulating without assistive device, normal heel-toe pattern, no observable gait deviations. Able to walk backwards and sidestepping without difficulty.
Functional Tests: TUG: 9.2 seconds (from 12.5 seconds at initial outpatient eval). 30-second sit-to-stand: 14 reps (from 9 reps). Single leg stance: 25 seconds eyes open (from 12 seconds).
Treatment: Bike x 15 min warm-up, leg press 60 lbs x 3x12, step-ups 8" step with 5 lb weights, Romanian deadlifts, lateral band walks, single leg balance activities on foam, mini golf swing simulation movements, functional reaching and squatting for gardening simulation.
Outcome Measure: LEFS score: 58/80 (from 42/80 at initial outpatient eval).

A - Assessment

Patient is post-op week 8 following L TKA with excellent progress. ROM has reached functional goals with full extension and 118 degrees flexion. Strength significantly improved with quad now 4/5. Functional outcome measures show meaningful improvement (TUG improved 3.3 seconds, LEFS improved 16 points). Patient demonstrating readiness for return to recreational activities with modifications. Skilled PT indicated for continued strengthening, sport-specific training, and safe return to golf and gardening activities.

P - Plan

Continue outpatient PT 2x/week for 3-4 more weeks with focus on advanced strengthening and activity-specific training. Goals: independent golf (putting/chipping) by week 10, full swing by week 12. Independent gardening with proper body mechanics by week 10. Discharge criteria: LEFS >65/80, TUG <8 seconds, independent with all ADLs and recreational activities, independent HEP with gym progression. Educated patient on gradual return to golf - start with putting, progress to chipping, then irons, then driver.

Common TKR Physical Therapy Goals

Well-written goals are specific, measurable, and phase-appropriate. Here are examples for each phase of TKR rehabilitation:

Acute Phase Goals (Days 1-7)

  • Patient will achieve knee flexion of 90 degrees PROM within 5-7 days for functional sitting and transfers.
  • Patient will perform supine to sit transfer with modified independence within 3 days for safe bed mobility.
  • Patient will ambulate 150 feet with appropriate assistive device and supervision within 5 days for discharge readiness.
  • Patient will demonstrate independent quad sets and ankle pumps within 2 days for early muscle activation and DVT prevention.
  • Patient will achieve knee extension within 5 degrees of full within 7 days to prevent flexion contracture.

Subacute Phase Goals (Weeks 2-6)

  • Patient will achieve knee flexion of 110 degrees AROM within 4 weeks for functional stair climbing and sitting tolerance.
  • Patient will ambulate 500 feet with least restrictive device independently within 4 weeks for community ambulation.
  • Patient will ascend/descend 12 stairs with rail independently within 4 weeks for safe home navigation.
  • Patient will demonstrate 4/5 quad strength with no extensor lag within 6 weeks for normalized gait pattern.
  • Patient will perform sit to stand from standard height chair independently within 3 weeks for functional transfers.

Outpatient Phase Goals (Weeks 6-12+)

  • Patient will achieve knee flexion of 120+ degrees AROM within 10 weeks for full functional ROM.
  • Patient will demonstrate TUG score of less than 8 seconds within 10 weeks indicating low fall risk.
  • Patient will complete 30-second sit-to-stand with 15+ repetitions within 12 weeks for functional lower extremity strength.
  • Patient will return to golf/tennis/recreational activities with proper mechanics within 12 weeks for return to prior level of function.
  • Patient will achieve LEFS score of 65/80 or greater within 12 weeks indicating high functional status.

Typical TKR Interventions by Phase

Acute Phase (Days 1-7)

  • PROM/AAROM knee flexion/extension
  • Ankle pumps for DVT prevention
  • Quad sets, gluteal sets
  • Bed mobility training
  • Transfer training (supine to sit, sit to stand)
  • Gait training with walker
  • Cryotherapy and elevation
  • Patient/family education

Subacute Phase (Weeks 2-6)

  • AROM exercises (heel slides, seated knee extension)
  • Stationary bike for ROM
  • SLR (4 directions)
  • Mini squats, step-ups
  • Gait training with cane progression
  • Stair training
  • Balance activities
  • Scar mobilization

Outpatient Phase (Weeks 6-12+)

  • Progressive resistance training (leg press, squats)
  • Single leg exercises
  • Proprioception/balance training
  • Functional training (reaching, lifting)
  • Sport-specific drills
  • Plyometrics (as appropriate)
  • Endurance training
  • Return to activity training

Outcome Measures for TKR Documentation

Using standardized outcome measures strengthens your documentation and demonstrates skilled need. Here are the most commonly used measures for TKR rehabilitation:

Measure What It Assesses When to Use MCID
Timed Up and Go (TUG) Mobility, fall risk, functional gait All phases; every 2-4 weeks 2.5 seconds
30-Second Sit-to-Stand Lower extremity strength, endurance Subacute and outpatient phases 2-3 reps
LEFS (Lower Extremity Functional Scale) Self-reported function Initial eval, discharge, every 4 weeks 9 points
KOOS (Knee Osteoarthritis Outcome Score) Pain, symptoms, ADL, sport, QOL Initial eval, discharge 8-10 points
6-Minute Walk Test Functional endurance Outpatient phase 50 meters
Single Leg Stance Balance, fall risk Subacute and outpatient phases N/A
Goniometry (ROM) Knee flexion/extension Every visit 5-10 degrees
Documentation Tip

MCID = Minimal Clinically Important Difference. When documenting progress, note when patients exceed the MCID to demonstrate meaningful improvement. For example: "TUG improved from 12.5 to 9.2 seconds, exceeding the MCID of 2.5 seconds."

TKR Documentation Tips

What Auditors Look For

  • Objective measurements: Always include ROM in degrees, not "WNL" or "improved"
  • Skilled interventions: Document why your treatment requires a licensed therapist
  • Progress toward goals: Show measurable change between visits
  • Functional relevance: Connect impairments to functional limitations
  • Medical necessity: Document why continued therapy is needed

Common Documentation Mistakes to Avoid

Avoid These

  • "ROM improving" (not measurable)
  • "Patient tolerated treatment well" (vague)
  • "Continue current plan" (no specifics)
  • Copy-pasting notes between visits
  • Missing weight-bearing status

Do This Instead

  • "Knee flexion improved 85 to 98 degrees"
  • "Completed full treatment with pain 4/10"
  • "Progress resistance, add step-ups 6""
  • Unique documentation each visit
  • "WBAT per surgeon protocol"

Phrases That Demonstrate Skilled Need

  • "Patient requires skilled PT for manual ROM techniques to address soft tissue restrictions limiting knee flexion..."
  • "Neuromuscular re-education indicated to address persistent quad lag affecting gait mechanics..."
  • "Skilled balance training necessary to address proprioceptive deficits and reduce fall risk..."
  • "Therapeutic exercise with progression requires skilled PT supervision to ensure proper form and prevent compensation..."

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TKR Documentation FAQ

How often should I document ROM for TKR patients?

Document knee ROM at every visit, especially in the acute and subacute phases when rapid changes are expected. Include both flexion and extension measurements. In the outpatient phase, once ROM goals are achieved, you can document less frequently (every 2-4 weeks) unless changes occur.

What ROM is considered "functional" for TKR?

Generally, 110-115 degrees of knee flexion is considered functional for most daily activities. 90 degrees is needed for basic sitting and car transfers. 105+ degrees is needed for stairs. Full extension (0 degrees) is important for normal gait. Most surgeons and therapy protocols aim for 120+ degrees by 12 weeks.

How do I document skilled need when a TKR patient is progressing well?

Focus on what the patient still cannot do independently and the skilled interventions required. Even if ROM is good, you may document skilled need for progressive strengthening, balance training, gait normalization, or sport-specific training. Use phrases like "skilled PT required to progress resistance training safely" or "skilled balance training to address fall risk."

Should I document the patient's home exercise program (HEP)?

Yes, always document HEP review and any modifications. Note patient compliance ("Patient reports completing HEP daily"), any exercises added or progressed, and demonstration of correct form. This shows ongoing education and supports skilled need for therapy supervision.

How do I document when a TKR patient plateaus?

Document the plateau objectively (e.g., "ROM unchanged at 105 degrees for 2 visits"), identify potential reasons (pain, swelling, soft tissue restrictions), describe skilled interventions to address the plateau (manual therapy, different exercise approaches), and modify goals if appropriate. If plateau persists, discuss with the physician and document the communication.